Two Cheers for Anarchism by James C. Scott

To see how tacit coordination and lawbreaking can mimic the effects of collective action without its inconveniences and dangers, we might consider the enforcement of speed limits. Let’s imagine that the speed limit for cars is 55 miles per hour. Chances are that the traffic police will not be much inclined to prosecute drivers going 56, 57, 58 . . . even 60 mph, even though it is technically a violation. This “ceded space of disobedience” is, as it were, seized and becomes occupied territory, and soon much of the traffic is moving along at roughly 60 mph. What about 61, 62, 63 mph? Drivers going just a mile or two above the de facto limit are, they reason, fairly safe. Soon the speeds from, say, 60 to 65mph bid fair to become conquered territory as well. All of the drivers, then, going about 65 mph come absolutely to depend for their relative immunity from prosecution on being surrounded by a veritable capsule of cars traveling at roughly the same speed. There is something like a contagion effect that arises from observation and tacit coordination taking place here, although there is no “Central Committee of Drivers” meeting and plotting massive acts of civil disobedience. At some point, of course, the traffic police do intervene to issue fines and make arrests, and the pattern of their intervention sets terms of calculation that drivers must now consider when deciding how fast to drive. The pressure at the upper end of the tolerated speed, however, is always being tested by drivers in a hurry, and if, for whatever reason, enforcement lapses, the tolerated speed will expand to fill it. As with any analogy, this one must not be pushed too far. Exceeding the speed limit is largely a matter of convenience, not a matter of rights and grievances, and the dangers to speeders from the police are comparatively trivial. (If, on the contrary, we had a 55-mph speed limit and, say, only three traffic police for the whole nation, who summarily executed five or six speeders and strung them up along the interstate highways, the dynamic I have described would screech to a halt!)

I’ve noticed a similar pattern in the way that what begin as “shortcuts” in walking paths often end up becoming paved walkways. Imagine a pattern of daily walking trajectories that, were they confined to paved sidewalks, would oblige people to negotiate the two sides of a right triangle rather than striking out along the (unpaved) hypotenuse. Chances are, a few would venture the shortcut and, if not thwarted, establish a route that others would be tempted to take merely to save time. If the shortcut is heavily trafficked and the groundskeepers relatively tolerant, the shortcut may well, over time, come to be paved. Tacit coordination again. Of course, virtually all of the lanes in older cities that grew from smaller settlements were created in precisely this way; they were the formalization of daily pedestrian and cart tracks, from the well to the market, from the church or school to the artisan quarter—a good example of the principle attributed to Chuang Tzu, “We make the path by walking.”

The movement from practice to custom to rights inscribed in law is an accepted pattern in both common and positive law. In the Anglo-American tradition, it is represented by the law of adverse possession, whereby a pattern of trespass or seizure of property, repeated continuously for a certain number of years, can be used to claim a right, which would then be legally protected. In France, a practice of trespass that could be shown to be of long standing would qualify as a custom and, once proved, would establish a right in law.

Under authoritarian rule it seems patently obvious that subjects who have no elected representatives to champion their cause and who are denied the usual means of public protest (demonstrations, strikes, organized social movement, dissident media) would have no other recourse than foot-dragging, sabotage, poaching, theft, and, ultimately, revolt. Surely the institutions of representative democracy and the freedoms of expression and assembly afforded modern citizens make such forms of dissent obsolete. After all, the core purpose of representative democracy is precisely to allow democratic majorities to realize their claims, however ambitious, in a thoroughly institutionalized fashion.

It is a cruel irony that this great promise of democracy is rarely realized in practice. Most of the great political reforms of the nineteenth and twentieth centuries have been accompanied by massive episodes of civil disobedience, riot, lawbreaking, the disruption of public order, and, at the limit, civil war. Such tumult not only accompanied dramatic political changes but was often absolutely instrumental in bringing them about. Representative institutions and elections by themselves, sadly, seem rarely to bring about major changes in the absence of the force majeure afforded by, say, an economic depression or international war. Owing to the concentration of property and wealth in liberal democracies and the privileged access to media, culture, and political influence these positional advantages afford the richest stratum, it is little wonder that, as Gramsci noted, giving the working class the vote did not translate into radical political change. Ordinary parliamentary politics is noted more for its immobility than for facilitating major reforms.

We are obliged; if this assessment is broadly true, to confront the paradox of the contribution of lawbreaking and disruption to democratic political change. Taking the twentieth-century United States as a case in point, we can identify two major policy reform periods, the Great Depression of the 1930s and the civil rights movement of the 1960s. What is most striking about each, from this perspective, is the vital role massive disruption and threats to public order played in the process of reform.

The great policy shifts represented by the institution of unemployment compensation, massive public works projects, social security aid, and the Agricultural Adjustment Act were, to be sure, abetted by the emergency of the world depression. But the way in which the economic emergency made its political weight felt was not through statistics on income and unemployment but through rampant strikes, looting, rent boycotts, quasi-violent sieges of relief offices, and riots that put what my mother would have called “the fear of God” in business and political elites. They were thoroughly alarmed at what seemed at the time to be potentially revolutionary ferment. The ferment in question was, in the first instance, not institutionalized. That is to say, it was not initially shaped by political parties, trade unions, or recognizable social movements. It represented no coherent policy agenda. Instead it was genuinely unstructured, chaotic, and full of menace to the established order. For this very reason, there was no one to bargain with, no one to credibly offer peace in return for policy changes. The menace was directly proportional to its lack of institutionalization. One could bargain with a trade union or a progressive reform movement, institutions that were geared into the institutional machinery. A strike was one thing, a wildcat strike was another: even the union bosses couldn’t call off a wildcat strike. A demonstration, even a massive one, with leaders was one thing, a rioting mob was another. There were no coherent demands, no one to talk to.

The ultimate source of the massive spontaneous militancy and disruption that threatened public order lay in the radical increase in unemployment and the collapse of wage rates for those lucky enough still to be employed. The normal conditions that sustained routine politics suddenly evaporated. Neither the routines of governance nor the routines of institutionalized opposition and representation made much sense. At the individual level, the deroutinization took the form of vagrancy, crime, and vandalism. Collectively, it took the form of spontaneous defiance in riots, factory occupations, violent strikes, and tumultuous demonstrations. What made the rush of reforms possible were the social forces unleashed by the Depression, which seemed beyond the ability of political elites, property owners, and, it should be noted, trade unions and left-wing parties to master. The hand of the elites was forced.

An astute colleague of mine once observed that liberal democracies in the West were generally run for the benefit of the top, say, 20 percent of the wealth and income distribution. The trick, he added, to keeping this scheme running smoothly has been to convince, especially at election time, the next 30 to 35 percent of the income distribution to fear the poorest half more than they envy the richest 20 percent. The relative success of this scheme can be judged by the persistence of income inequality—and its recent sharpening—over more than a half century. The times when this scheme comes undone are in crisis situations when popular anger overflows its normal channels and threatens the very parameters within which routine politics operates. The brutal fact of routine, institutionalized liberal democratic politics is that the interests of the poor are largely ignored until and unless a sudden and dire crisis catapults the poor into the streets. As Martin Luther King, Jr., noted, “a riot is the language of the unheard.” Large-scale disruption, riot, and spontaneous defiance have always been the most potent political recourse of the poor. Such activity is not without structure. It is structured by informal, self-organized, and transient networks of neighborhood, work, and family that lie outside the formal institutions of politics. This is structure alright, just not the kind amenable to institutionalized politics.

Perhaps the greatest failure of liberal democracies is their historical failure to successfully protect the vital economic and security interests of their less advantaged citizens through their institutions. The fact that democratic progress and renewal appear instead to depend vitally on major episodes of extra-institutional disorder is massively in contradiction to the promise of democracy as the institutionalization of peaceful change. And it is just as surely a failure of democratic political theory that it has not come to grips with the central role of crisis and institutional failure in those major episodes of social and political reform when the political system is relegitimated.

It would be wrong and, in fact, dangerous to claim that such large-scale provocations always or even generally lead to major structural reform. They may instead lead to growing repression, the restriction of civil rights, and, in extreme cases, the overthrow of representative democracy. Nevertheless, it is undeniable that most episodes of major reform have not been initiated without major disorders and the rush of elites to contain and normalize them. One may legitimately prefer the more “decorous” forms of rallies and marches that are committed to nonviolence and seek the moral high ground by appealing to law and democratic rights. Such preferences aside, structural reform has rarely been initiated by decorous and peaceful claims.

The job of trade unions, parties, and even radical social movements is precisely to institutionalize unruly protest and anger. Their function is, one might say, to try to translate anger, frustration, and pain into a coherent political program that can be the basis of policy making and legislation. They are the transmission belt between an unruly public and rule-making elites. The implicit assumption is that if they do their jobs well, not only will they be able to fashion political demands that are, in principle, digestible by legislative institutions, they will, in the process, discipline and regain control of the tumultuous crowds by plausibly representing their interests, or most of them, to the policy makers. Those policy makers negotiate with such “institutions of translation” on the premise that they command the allegiance of and hence can control the constituencies they purport to represent. In this respect, it is no exaggeration to say that organized interests of this kind are parasitic on the spontaneous defiance of those whose interests they presume to represent. It is that defiance that is, at such moments, the source of what influence they have as governing elites strive to contain and channel insurgent masses back into the run of normal politics.

Another paradox: at such moments, organized progressive interests achieve a level of visibility and influence on the basis of defiance that they neither incited nor controlled, and they achieve that influence on the presumption they will then be able to discipline enough of that insurgent mass to reclaim it for politics as usual. If they are successful, of course, the paradox deepens, since as the disruption on which they rose to influence subsides, so does their capacity to affect policy.

The civil rights movement in the 1960s and the speed with which both federal voting registrars were imposed on the segregated South and the Voting Rights Act was passed largely fit the same mold. The widespread voter-registration drives, Freedom Rides, and sit-ins were the product of a great many centers of initiative and imitation. Efforts to coordinate, let alone organize, this bevy of defiance eluded many of the ad hoc bodies established for this purpose, such as the Student Non-Violent Coordinating Committee, let alone the older, mainstream civil rights organizations such as the National Association for the Advancement of Colored People, the Congress on Racial Equality, and the Southern Christian Leadership Conference. The enthusiasm, spontaneity, and creativity of the cascading social movement ran far ahead of the organizations wishing to represent, coordinate, and channel it.

Again, it was the widespread disruption, caused in large part by the violent reaction of segregationist vigilantes and public authorities, that created a crisis of public order throughout much of the South. Legislation that had languished for years was suddenly rushed through Congress as John and Robert Kennedy strove to contain the growing riots and demonstrations, their resolve stiffened by the context of the Cold War propaganda war in which the violence in the south could plausibly be said to characterize a racist state. Massive disorder and violence achieved, in short order, what decades of peaceful organizing and lobbying had failed to attain.

I began this essay with the fairly banal example of crossing against the traffic lights in Neubrandenburg. The purpose was not to urge lawbreaking for its own sake, still less for the petty reason of saving a few minutes. My purpose was rather to illustrate how ingrained habits of automatic obedience could lead to a situation that, on reflection, virtually everyone would agree was absurd. Virtually all the great emancipatory movements of the past three centuries have initially confronted a legal order, not to mention police power, arrayed against them. They would scarcely have prevailed had not a handful of brave souls been willing to breach those laws and customs (e.g., through sit-ins, demonstrations, and mass violations of passed laws). Their disruptive actions, fueled by indignation, frustration, and rage, made it abundantly clear that their claims could not be met within the existing institutional and legal parameters. Thus, immanent in their willingness to break the law was not so much a desire to sow chaos as a compulsion to instate a more just legal order. To the extent that our current rule of law is more capacious and emancipatory than its predecessors were, we owe much of that gain to lawbreakers.

 

 

Excerpted from TWO CHEERS FOR ANARCHISM: Six Easy Pieces on Autonomy, Dignity, and Meaningful Work and Play. Copyright © 2012 by Princeton University Press. Reprinted by permission.

 

 

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